Senior Compliance Officer

Auditing/Accounting

Job description As a Senior Compliance Officer, your role involves:
•    Creating policies for monitoring counterparties and institutional clients, covering risk assessment, review schedules, and collecting KYC documents.
•    Providing analysis and guidance to the Chief Compliance Officer on regulatory matters like MIFID 2, ESG, Market Abuse, Conflict of Interest, and Governance.
•    Implementing the Compliance Monitoring Plan.
•    Reviewing KYC files for partner banks/clients during ongoing due diligence.
•    Assessing risks for each counterparty through drafted analyses.
•    Conducting periodic on-site checks at counterparties' locations.
•    Writing reports and action plans for the Management.
•    Identifying and evaluating relevant regulatory changes.
•    Assisting and training employees on compliance-related topics.Profile You are the ideal candidate if you possess:
•    University degree in economics or law.
•    Minimum 8 years' experience in banking compliance in Luxembourg.
•    Strong knowledge of banking compliance regulations.
•    Expertise in AML/CTF controls and compliance.
•    Advantageous to have experience in operations/back office.
•    Excellent written and verbal communication skills in French and English; knowledge of Luxembourgish and Dutch is a plus.Organisation and department description Our client, an independent asset manager, specializes in discretionary asset management and estate planning.Offer This opportunity offers a dynamic, multicultural work environment with flexible hours. Our client aims at providing a supportive and enriching workplace. If you are excited about this new challenge, apply now!
Any questions?
Lachezar Petrov Consultant +352 20 30 13 14
Senior Compliance Officer Vacancy information
127522
Bank & Finance Services I Finance Administration & Auditing
Permanent
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